I am using the wrong terminology - it's a 401k with Roth and Traditional options.

He is an investment advisor and I don't support how they are funding the plan and made that clear. They are old LLC to new SCorp, still behaving as an LLC and won't budge from that.

I only learned of the ROTH contribution component yesterday. It could be that he was hoping it would slip through the cracks. I was under the impression that all was funded to Traditional. We are now looking at a W2 to correct and a 1099R that needs to be issued.

More than likely I will drop her as a client after this tax season.

Thanks for the input!